PROFESSIONAL DISCIPLINE PROMPT PACK - ORIGINAL LEGAL TESTS
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Status: active_verified
Review date: 2026-06-29
Jurisdiction: England and Wales focus unless a listed source, regulator, or issue is
UK-wide, Great Britain-wide, international, or devolved. Always check territorial scope.
Catalogue skill count: 16
Generated CaseWarRoom modules: 16

Purpose:
This is an original CaseWarRoom master note for Professional Discipline. It is an issue-spotting
and evidence checklist for AI agents. It is not legal advice, not a substitute for
current legislation or procedural rules, and not copied from any members-only prompt
library.

Source register reviewed on 2026-06-29:
- https://www.sra.org.uk/
- https://www.gmc-uk.org/
- https://www.nmc.org.uk/
- https://www.legislation.gov.uk/
- https://www.gov.uk/
- https://www.judiciary.uk/

Current-law guardrails:
- Treat every limitation period, procedural deadline, statutory rate, form, regulator
  route, commencement date, and appeal/review window as something to verify against
  current official sources before relying on it.
- Separate facts proved by case materials from legal inference, missing evidence,
  strategic options, and assumptions.
- Do not invent statutory wording, case citations, monetary values, deadlines,
  regulatory guidance, or likely outcomes.
- Flag cross-border, devolved, EU/international, criminal/civil/regulatory overlap,
  and professional conduct issues where they appear.

## AGENT_EXCERPT_START
Professional Discipline prompt pack, active_verified, reviewed 2026-06-29.

Use this as an internal issue-spotting checklist only. It is not authority. For
Professional Discipline matters, examine:
- Regulator jurisdiction: regulator jurisdiction, evidence proving or disproving it, source documents, legal thresholds, and current-law checks.
- Allegation particulars: allegation particulars, evidence proving or disproving it, source documents, legal thresholds, and current-law checks.
- Standards breached: standards breached, evidence proving or disproving it, source documents, legal thresholds, and current-law checks.
- Interim order: interim order, evidence proving or disproving it, source documents, legal thresholds, and current-law checks.
- Evidence/admissibility: evidence/admissibility, evidence proving or disproving it, source documents, legal thresholds, and current-law checks.
- Impairment/sanction: impairment/sanction, evidence proving or disproving it, source documents, legal thresholds, and current-law checks.
- Appeal: appeal, evidence proving or disproving it, source documents, legal thresholds, and current-law checks.
- Client objective and remedy route: desired outcome, urgency, available legal routes, settlement options, and non-court alternatives.
- Jurisdiction, forum, and governing rules: court, tribunal, regulator, governing law, territorial reach, and any mandatory procedure.
- Parties, capacity, standing, and authority: proper parties, legal personality, authority to act, standing, representatives, and conflicts.
- Limitation, deadlines, and notice requirements: trigger dates, statutory or contractual notices, appeal windows, extensions, and date evidence.
- Legal elements and burden of proof: the elements each side must prove, evidential burden, presumptions, and unresolved legal tests.

When writing outputs:
- Identify the legal test or procedural route being checked.
- Tie each issue to source documents, dates, parties, and missing evidence.
- Flag official-source checks for current law, procedure, deadlines, rates, forms,
  and commencement.
- Avoid final legal advice. Present evidence-led options, risks, and questions for
  the user or a qualified adviser to verify.
## AGENT_EXCERPT_END

Skill 01. Regulator jurisdiction
Purpose:
Apply the regulator jurisdiction test within Professional Discipline while staying evidence-led and current-law aware.
Look for:
regulator jurisdiction, evidence proving or disproving it, source documents, legal
thresholds, and current-law checks, plus contradictory documents, witness evidence,
chronology, remedy impact, and source verification needs.
Agent prompt:
"Review the case material for Professional Discipline: Regulator jurisdiction. Identify facts proved, facts missing,
documents needed, legal or procedural tests to verify, deadline/rate/current-law risks,
and practical next steps. Do not invent law, figures, or outcomes."

Skill 02. Allegation particulars
Purpose:
Apply the allegation particulars test within Professional Discipline while staying evidence-led and current-law aware.
Look for:
allegation particulars, evidence proving or disproving it, source documents, legal
thresholds, and current-law checks, plus contradictory documents, witness evidence,
chronology, remedy impact, and source verification needs.
Agent prompt:
"Review the case material for Professional Discipline: Allegation particulars. Identify facts proved, facts missing,
documents needed, legal or procedural tests to verify, deadline/rate/current-law risks,
and practical next steps. Do not invent law, figures, or outcomes."

Skill 03. Standards breached
Purpose:
Apply the standards breached test within Professional Discipline while staying evidence-led and current-law aware.
Look for:
standards breached, evidence proving or disproving it, source documents, legal
thresholds, and current-law checks, plus contradictory documents, witness evidence,
chronology, remedy impact, and source verification needs.
Agent prompt:
"Review the case material for Professional Discipline: Standards breached. Identify facts proved, facts missing,
documents needed, legal or procedural tests to verify, deadline/rate/current-law risks,
and practical next steps. Do not invent law, figures, or outcomes."

Skill 04. Interim order
Purpose:
Apply the interim order test within Professional Discipline while staying evidence-led and current-law aware.
Look for:
interim order, evidence proving or disproving it, source documents, legal thresholds,
and current-law checks, plus contradictory documents, witness evidence, chronology,
remedy impact, and source verification needs.
Agent prompt:
"Review the case material for Professional Discipline: Interim order. Identify facts proved, facts missing,
documents needed, legal or procedural tests to verify, deadline/rate/current-law risks,
and practical next steps. Do not invent law, figures, or outcomes."

Skill 05. Evidence/admissibility
Purpose:
Apply the evidence/admissibility test within Professional Discipline while staying evidence-led and current-law aware.
Look for:
evidence/admissibility, evidence proving or disproving it, source documents, legal
thresholds, and current-law checks, plus contradictory documents, witness evidence,
chronology, remedy impact, and source verification needs.
Agent prompt:
"Review the case material for Professional Discipline: Evidence/admissibility. Identify facts proved, facts missing,
documents needed, legal or procedural tests to verify, deadline/rate/current-law risks,
and practical next steps. Do not invent law, figures, or outcomes."

Skill 06. Impairment/sanction
Purpose:
Apply the impairment/sanction test within Professional Discipline while staying evidence-led and current-law aware.
Look for:
impairment/sanction, evidence proving or disproving it, source documents, legal
thresholds, and current-law checks, plus contradictory documents, witness evidence,
chronology, remedy impact, and source verification needs.
Agent prompt:
"Review the case material for Professional Discipline: Impairment/sanction. Identify facts proved, facts missing,
documents needed, legal or procedural tests to verify, deadline/rate/current-law risks,
and practical next steps. Do not invent law, figures, or outcomes."

Skill 07. Appeal
Purpose:
Apply the appeal test within Professional Discipline while staying evidence-led and current-law aware.
Look for:
appeal, evidence proving or disproving it, source documents, legal thresholds, and
current-law checks, plus contradictory documents, witness evidence, chronology, remedy
impact, and source verification needs.
Agent prompt:
"Review the case material for Professional Discipline: Appeal. Identify facts proved, facts missing,
documents needed, legal or procedural tests to verify, deadline/rate/current-law risks,
and practical next steps. Do not invent law, figures, or outcomes."

Skill 08. Client objective and remedy route
Purpose:
Apply the client objective and remedy route test within Professional Discipline while staying evidence-led and current-law aware.
Look for:
desired outcome, urgency, available legal routes, settlement options, and non-court
alternatives, plus contradictory documents, witness evidence, chronology, remedy
impact, and source verification needs.
Agent prompt:
"Review the case material for Professional Discipline: Client objective and remedy route. Identify facts proved, facts missing,
documents needed, legal or procedural tests to verify, deadline/rate/current-law risks,
and practical next steps. Do not invent law, figures, or outcomes."

Skill 09. Jurisdiction, forum, and governing rules
Purpose:
Apply the jurisdiction, forum, and governing rules test within Professional Discipline while staying evidence-led and current-law aware.
Look for:
court, tribunal, regulator, governing law, territorial reach, and any mandatory
procedure, plus contradictory documents, witness evidence, chronology, remedy impact,
and source verification needs.
Agent prompt:
"Review the case material for Professional Discipline: Jurisdiction, forum, and governing rules. Identify facts proved, facts missing,
documents needed, legal or procedural tests to verify, deadline/rate/current-law risks,
and practical next steps. Do not invent law, figures, or outcomes."

Skill 10. Parties, capacity, standing, and authority
Purpose:
Apply the parties, capacity, standing, and authority test within Professional Discipline while staying evidence-led and current-law aware.
Look for:
proper parties, legal personality, authority to act, standing, representatives, and
conflicts, plus contradictory documents, witness evidence, chronology, remedy impact,
and source verification needs.
Agent prompt:
"Review the case material for Professional Discipline: Parties, capacity, standing, and authority. Identify facts proved, facts missing,
documents needed, legal or procedural tests to verify, deadline/rate/current-law risks,
and practical next steps. Do not invent law, figures, or outcomes."

Skill 11. Limitation, deadlines, and notice requirements
Purpose:
Apply the limitation, deadlines, and notice requirements test within Professional Discipline while staying evidence-led and current-law aware.
Look for:
trigger dates, statutory or contractual notices, appeal windows, extensions, and date
evidence, plus contradictory documents, witness evidence, chronology, remedy impact,
and source verification needs.
Agent prompt:
"Review the case material for Professional Discipline: Limitation, deadlines, and notice requirements. Identify facts proved, facts missing,
documents needed, legal or procedural tests to verify, deadline/rate/current-law risks,
and practical next steps. Do not invent law, figures, or outcomes."

Skill 12. Legal elements and burden of proof
Purpose:
Apply the legal elements and burden of proof test within Professional Discipline while staying evidence-led and current-law aware.
Look for:
the elements each side must prove, evidential burden, presumptions, and unresolved
legal tests, plus contradictory documents, witness evidence, chronology, remedy
impact, and source verification needs.
Agent prompt:
"Review the case material for Professional Discipline: Legal elements and burden of proof. Identify facts proved, facts missing,
documents needed, legal or procedural tests to verify, deadline/rate/current-law risks,
and practical next steps. Do not invent law, figures, or outcomes."

Skill 13. Documents and evidence map
Purpose:
Apply the documents and evidence map test within Professional Discipline while staying evidence-led and current-law aware.
Look for:
core documents, missing records, metadata, chronology anchors, privilege, and source
reliability, plus contradictory documents, witness evidence, chronology, remedy
impact, and source verification needs.
Agent prompt:
"Review the case material for Professional Discipline: Documents and evidence map. Identify facts proved, facts missing,
documents needed, legal or procedural tests to verify, deadline/rate/current-law risks,
and practical next steps. Do not invent law, figures, or outcomes."

Skill 14. Procedure and case management
Purpose:
Apply the procedure and case management test within Professional Discipline while staying evidence-led and current-law aware.
Look for:
forms, pleadings, directions, disclosure, witness evidence, expert evidence, bundles,
and hearing timetable, plus contradictory documents, witness evidence, chronology,
remedy impact, and source verification needs.
Agent prompt:
"Review the case material for Professional Discipline: Procedure and case management. Identify facts proved, facts missing,
documents needed, legal or procedural tests to verify, deadline/rate/current-law risks,
and practical next steps. Do not invent law, figures, or outcomes."

Skill 15. Defences, exceptions, and counterclaims
Purpose:
Apply the defences, exceptions, and counterclaims test within Professional Discipline while staying evidence-led and current-law aware.
Look for:
available defences, procedural bars, exclusion clauses, causation breaks, set-off, and
counter-remedies, plus contradictory documents, witness evidence, chronology, remedy
impact, and source verification needs.
Agent prompt:
"Review the case material for Professional Discipline: Defences, exceptions, and counterclaims. Identify facts proved, facts missing,
documents needed, legal or procedural tests to verify, deadline/rate/current-law risks,
and practical next steps. Do not invent law, figures, or outcomes."

Skill 16. Remedies, quantum, and enforcement
Purpose:
Apply the remedies, quantum, and enforcement test within Professional Discipline while staying evidence-led and current-law aware.
Look for:
available remedies, loss evidence, interest/costs, enforcement method, and valuation
assumptions, plus contradictory documents, witness evidence, chronology, remedy
impact, and source verification needs.
Agent prompt:
"Review the case material for Professional Discipline: Remedies, quantum, and enforcement. Identify facts proved, facts missing,
documents needed, legal or procedural tests to verify, deadline/rate/current-law risks,
and practical next steps. Do not invent law, figures, or outcomes."

